Kevin Hern
800 trades tracked
| Tx Date | Ticker | Asset | Type | Amount | Disclosed |
|---|---|---|---|---|---|
| Jul 20, 2021 | FSEN | FS Energy & Power Fund Common | Purchase | $1,001 - $15,000 | Sep 15, 2021 |
| Jul 1, 2021 | HD | Home Depot Inc | Purchase | $100,001 - $250,000 | Sep 15, 2021 |
| Jul 1, 2021 | ITW | Illinois Tool Works Inc | Purchase | $50,001 - $100,000 | Sep 15, 2021 |
| Jul 1, 2021 | DGRO | iShares Core Dividend Growth ETF | Purchase | $250,001 - $500,000 | Sep 15, 2021 |
| Jul 30, 2021 | TIP | iShares TIPS Bond ETF | Purchase | $250,001 - $500,000 | Sep 15, 2021 |
| Jul 1, 2021 | JPM | JP Morgan Chase & Co | Purchase | $50,001 - $100,000 | Sep 15, 2021 |
| Jul 1, 2021 | LIN | Linde plc Ordinary Share | Purchase | $15,001 - $50,000 | Sep 15, 2021 |
| Jul 14, 2021 | PXD | Pioneet natural Resources Company | Purchase | $1,001 - $15,000 | Sep 15, 2021 |
| Jul 21, 2021 | PTC | PTC Inc | Purchase | $15,001 - $50,000 | Sep 15, 2021 |
| Jul 1, 2021 | FQAL | Fidelity Quality Factor ETF | Purchase | $100,001 - $250,000 | Sep 15, 2021 |
| Jul 21, 2021 | MSFT | Microsoft Corporation | Purchase | $100,001 - $250,000 | Sep 15, 2021 |
| Aug 5, 2021 | DIAL | Columbia Diversified Fixed Income Alloca... | Purchase | $1,001 - $15,000 | Sep 15, 2021 |
| Aug 6, 2021 | TIP | iShares TIPS Bond ETF | Purchase | $1,001 - $15,000 | Sep 15, 2021 |
| Jul 1, 2021 | DHR | Danaher Corporation | Purchase | $50,001 - $100,000 | Sep 15, 2021 |
| Jul 30, 2021 | JEPI | JPMorgan Equity Premium Income ETF | Purchase | $100,001 - $250,000 | Sep 15, 2021 |
| Jul 21, 2021 | ROK | Rockwell Automation Inc | Purchase | $50,001 - $100,000 | Sep 15, 2021 |
| Jul 21, 2021 | TMO | Thermo Fisher Scientific | Purchase | $50,001 - $100,000 | Sep 15, 2021 |
| Aug 25, 2021 | CB | Chubb Limited | Purchase | $100,001 - $250,000 | Sep 15, 2021 |
| Jul 1, 2021 | MDT | Medtronic plc Ordinary Shares | Purchase | $15,001 - $50,000 | Sep 15, 2021 |
| Aug 13, 2021 | MMP | Magella Midstream partners lp limited pa... | Purchase | $1,001 - $15,000 | Sep 15, 2021 |
| Aug 16, 2021 | MMC | Marsh & McLenna Companies | Purchase | $100,001 - $250,000 | Sep 15, 2021 |
| Aug 25, 2021 | TXN | Texas Instruments Incorporated | Purchase | $250,001 - $500,000 | Sep 15, 2021 |
| Aug 9, 2021 | TXN | Texas Instruments Incorporated | Purchase | $1,001 - $15,000 | Sep 15, 2021 |
| Jul 21, 2021 | ADBE | Adobe Inc | Purchase | $50,001 - $100,000 | Sep 15, 2021 |
| Jul 30, 2021 | GOOGL | Alphabet Inc Class A | Purchase | $100,001 - $250,000 | Sep 15, 2021 |
| Jul 30, 2021 | AMZN | Amazon.com Inc | Purchase | $50,001 - $100,000 | Sep 15, 2021 |
| Jul 1, 2021 | BSX | Boston Scientific Corporation | Purchase | $100,001 - $250,000 | Sep 15, 2021 |
| Jul 1, 2021 | EMR | Emerson Electric Company | Purchase | $50,001 - $100,000 | Sep 15, 2021 |
| Jul 8, 2021 | TIP | iShares TIPS Bond ETF | Purchase | $1,001 - $15,000 | Sep 15, 2021 |
| Jul 30, 2021 | NEE | NextEra Energy Inc | Purchase | $50,001 - $100,000 | Sep 15, 2021 |
| Jul 26, 2021 | INRE | Inland Real estate income Tri I COM | Purchase | $1,001 - $15,000 | Sep 15, 2021 |
| Aug 27, 2021 | -- | Citigroup Global Mkts Hldings MTN 09/01/... | Purchase | $250,001 - $500,000 | Sep 15, 2021 |
| Jul 31, 2021 | JPM | JP Morgan Chase & Co | Purchase | $1,001 - $15,000 | Sep 15, 2021 |
| Jan 9, 2020 | -- | Industrial Property Trust Inc Class A | Sale (Full) | $100,001 - $250,000 | Jul 30, 2021 |
| Jun 10, 2021 | MSFT | Microsoft Inc | Purchase | $1,001 - $15,000 | Jul 14, 2021 |
| Jun 25, 2021 | PHX | Phillips 66 | Purchase | $15,001 - $50,000 | Jul 14, 2021 |
| Jun 15, 2021 | NEE | NextEra Energy Inc | Purchase | $1,001 - $15,000 | Jul 14, 2021 |
| Jun 17, 2021 | HD | Home Depot Inc | Purchase | $1,001 - $15,000 | Jul 14, 2021 |
| Jun 28, 2021 | WMB | Williams Companies Inc | Purchase | $1,001 - $15,000 | Jul 14, 2021 |
| Jun 25, 2021 | MSFT | Microsoft Inc | Purchase | $100,001 - $250,000 | Jul 14, 2021 |
| Jun 25, 2021 | MSFT | Microsoft Inc | Purchase | $250,001 - $500,000 | Jul 14, 2021 |
| Jun 25, 2021 | MASI | Masimo Corporation | Purchase | $15,001 - $50,000 | Jul 14, 2021 |
| Jun 25, 2021 | MASI | Masimo Corporation | Purchase | $100,001 - $250,000 | Jul 14, 2021 |
| Jun 10, 2021 | XOM | Exxon Mobil Corporation | Purchase | $1,001 - $15,000 | Jul 14, 2021 |
| Jun 25, 2021 | ACN | Accenture plc Class A ordinary shares | Purchase | $100,001 - $250,000 | Jul 14, 2021 |
| Jun 25, 2021 | ASXC | Asensus Surgical Inc | Purchase | $100,001 - $250,000 | Jul 14, 2021 |
| Jun 25, 2021 | HON | Honeywell International Inc | Purchase | $50,001 - $100,000 | Jul 14, 2021 |
| Jun 25, 2021 | LIN | Linde plc Ordinary Shares | Purchase | $100,001 - $250,000 | Jul 14, 2021 |
| Jun 25, 2021 | JNJ | Johnson & Johnson | Purchase | $250,001 - $500,000 | Jul 14, 2021 |
| Jun 25, 2021 | JPM | JP Morgan Chase & Co | Purchase | $250,001 - $500,000 | Jul 14, 2021 |
| Jun 9, 2021 | PXD | Pioneer Natural Resources | Purchase | $500,001 - $1,000,000 | Jul 14, 2021 |
| Jun 30, 2021 | DVN | Devon Energy Corporation | Purchase | $1,001 - $15,000 | Jul 14, 2021 |
| May 14, 2021 | ACN | Accenture plc Class A Ordinary Shares | Purchase | $1,001 - $15,000 | Jun 15, 2021 |
| May 20, 2021 | BSX | Boston Scientific Corporation | Purchase | $1,001 - $15,000 | Jun 15, 2021 |
| May 26, 2021 | OKE | ONEOK, Inc. | Purchase | $1,001 - $15,000 | Jun 15, 2021 |
| May 18, 2021 | NEE | NextEra Energy, Inc. | Purchase | $250,001 - $500,000 | Jun 15, 2021 |
| May 20, 2021 | EMR | Emerson Electric Company | Purchase | $250,001 - $500,000 | Jun 15, 2021 |
| May 20, 2021 | IQV | IQVIA Holdings, Inc | Purchase | $1,001 - $15,000 | Jun 15, 2021 |
| May 18, 2021 | IQV | IQVIA Holdings, Inc | Purchase | $100,001 - $250,000 | Jun 15, 2021 |
| May 18, 2021 | ICLR | ICON plc - Ordinary Shares | Purchase | $100,001 - $250,000 | Jun 15, 2021 |
| May 18, 2021 | HON | Honeywell International Inc. | Purchase | $250,001 - $500,000 | Jun 15, 2021 |
| May 18, 2021 | FCX | Freeport-McMoRan, Inc. | Purchase | $100,001 - $250,000 | Jun 15, 2021 |
| May 20, 2021 | EXAS | Exact Sciences Corporation | Purchase | $50,001 - $100,000 | Jun 15, 2021 |
| May 20, 2021 | EXAS | Exact Sciences Corporation | Purchase | $1,001 - $15,000 | Jun 15, 2021 |
| May 20, 2021 | AHCO | AdaptHealth Corp. - Class A | Purchase | $1,001 - $15,000 | Jun 15, 2021 |
| May 20, 2021 | ADBE | Adobe Inc. | Purchase | $250,001 - $500,000 | Jun 15, 2021 |
| May 17, 2021 | TXN | Texas Instruments Incorporated | Purchase | $1,001 - $15,000 | Jun 15, 2021 |
| May 18, 2021 | VUZI | Vuzix Corporation | Purchase | $15,001 - $50,000 | Jun 15, 2021 |
| May 14, 2021 | MMP | Magella Midstream Partners L.P. Limited ... | Purchase | $1,001 - $15,000 | Jun 15, 2021 |
| May 18, 2021 | ROK | Rockwell Automation, Inc. | Purchase | $250,001 - $500,000 | Jun 15, 2021 |
| May 26, 2021 | PTC | PTC Inc. | Purchase | $50,001 - $100,000 | Jun 15, 2021 |
| May 26, 2021 | PRGS | Progress Software Corporation | Purchase | $50,001 - $100,000 | Jun 15, 2021 |
| May 20, 2021 | MTBC | CareCloud, Inc. | Purchase | $15,001 - $50,000 | Jun 15, 2021 |
| May 20, 2021 | MTBC | CareCloud, Inc. | Purchase | $1,001 - $15,000 | Jun 15, 2021 |
| May 20, 2021 | CDNS | Cadence Design Systems, Inc. | Purchase | $100,001 - $250,000 | Jun 15, 2021 |
| May 18, 2021 | ORLY | O'Reilly Automotive, Inc. | Purchase | $100,001 - $250,000 | Jun 15, 2021 |
| May 20, 2021 | VUZI | Vuzix Corporation | Purchase | $1,001 - $15,000 | Jun 15, 2021 |
| Apr 19, 2021 | -- | FS Energy & Power Fund Common | Purchase | $1,001 - $15,000 | May 17, 2021 |
| Apr 2, 2021 | FSKR | FS KKR CAP CORP II COM | Purchase | $1,001 - $15,000 | May 17, 2021 |
| Apr 23, 2021 | -- | JNL/Mellon US Stock MKT Index | Exchange | $250,001 - $500,000 | May 17, 2021 |
| Apr 23, 2021 | -- | JNL/Mellon US Stock MKT Index | Exchange | $500,001 - $1,000,000 | May 17, 2021 |
| Apr 30, 2021 | -- | Morgan Stanley Fin LLC Ser A MTN 05/06/2... | Purchase | $1,000,001 - $5,000,000 | May 17, 2021 |
| Mar 10, 2021 | XOM | Exxon Mobil Corp | Purchase | $1,001 - $15,000 | Apr 9, 2021 |
| Mar 11, 2021 | MSFT | Microsoft Corporation | Purchase | $1,001 - $15,000 | Apr 9, 2021 |
| Mar 25, 2021 | HD | Home Depot Inc | Purchase | $1,001 - $15,000 | Apr 9, 2021 |
| Mar 31, 2021 | DVN | Devon Energy Corporation | Purchase | $1,001 - $15,000 | Apr 9, 2021 |
| Mar 29, 2021 | WMB | Williams Companies Inc | Purchase | $1,001 - $15,000 | Apr 9, 2021 |
| Feb 12, 2021 | OKE | ONEOK | Purchase | $1,001 - $15,000 | Mar 15, 2021 |
| Feb 12, 2021 | ACN | Accenture Plc Class A | Purchase | $1,001 - $15,000 | Mar 15, 2021 |
| Feb 12, 2021 | MMP | Magellan Midstream Partners | Purchase | $1,001 - $15,000 | Mar 15, 2021 |
| Feb 8, 2021 | TXN | Texas Instruments Inc | Purchase | $1,001 - $15,000 | Mar 15, 2021 |
| Jan 11, 2021 | AIO | AllianzGI Artificial Intelligence & Tech... | Purchase | $1,001 - $15,000 | Feb 17, 2021 |
| Jan 11, 2021 | FSKR | FS KRR Capital Corp. II | Purchase | $1,001 - $15,000 | Feb 17, 2021 |
| Jan 5, 2021 | -- | FS Energy & Power Fund | Purchase | $1,001 - $15,000 | Feb 17, 2021 |
| Dec 10, 2020 | MSFT | Microsoft Corporation | Purchase | $1,001 - $15,000 | Jan 15, 2021 |
| Dec 17, 2020 | HD | Home Depot, Inc. | Purchase | $1,001 - $15,000 | Jan 15, 2021 |
| Dec 10, 2020 | XOM | Exxon Mobil Corporation | Purchase | $1,001 - $15,000 | Jan 15, 2021 |
| Dec 28, 2020 | WMB | Williams Companies, Inc. | Purchase | $1,001 - $15,000 | Jan 15, 2021 |
| Nov 13, 2020 | ACN | Accenture plc Class A Ordinary Shares | Purchase | $1,001 - $15,000 | Dec 14, 2020 |
| Nov 16, 2020 | TXN | Texas Instruments Incorporated | Purchase | $1,001 - $15,000 | Dec 14, 2020 |
| Nov 13, 2020 | OKE | ONEOK, Inc. | Purchase | $1,001 - $15,000 | Dec 14, 2020 |
| Nov 13, 2020 | MMP | Magellan Midstream Partners L.P. Limited... | Purchase | $1,001 - $15,000 | Dec 14, 2020 |
| Nov 19, 2020 | SU | Suncor Energy Inc. | Sale (Full) | $1,001 - $15,000 | Dec 14, 2020 |
| Nov 3, 2020 | -- | N1 Liquidating TR | Sale (Full) | $1,001 - $15,000 | Dec 14, 2020 |
| Nov 19, 2020 | BDX | Becton, Dickinson and Company | Sale (Full) | $1,001 - $15,000 | Dec 14, 2020 |
| Oct 16, 2020 | JNJ | Johnson & Johnson | Purchase | $1,001 - $15,000 | Nov 14, 2020 |
| Oct 16, 2020 | MMC | Marsh & McLennan Companies, Inc. | Purchase | $1,001 - $15,000 | Nov 14, 2020 |
| Oct 1, 2020 | -- | FS KKR Capital Corp II | Purchase | $1,001 - $15,000 | Nov 14, 2020 |
| Oct 16, 2020 | ITW | Illinois Tool Works Inc. | Purchase | $1,001 - $15,000 | Nov 14, 2020 |
| Oct 16, 2020 | MCD | McDonald's Corporation | Purchase | $1,001 - $15,000 | Nov 14, 2020 |
| Oct 16, 2020 | NEE | NextEra Energy, Inc. | Purchase | $1,001 - $15,000 | Nov 14, 2020 |
| Oct 14, 2020 | -- | Franklin Square Energy & Power fund | Purchase | $1,001 - $15,000 | Nov 14, 2020 |
| Oct 16, 2020 | BA | Boeing Company | Purchase | $1,001 - $15,000 | Nov 14, 2020 |
| Sep 10, 2020 | XOM | Exxon Mobil Corporation | Purchase | $1,001 - $15,000 | Oct 15, 2020 |
| Sep 17, 2020 | HD | Home Depot, Inc. | Purchase | $1,001 - $15,000 | Oct 15, 2020 |
| Sep 10, 2020 | MSFT | Microsoft Corporation | Purchase | $1,001 - $15,000 | Oct 15, 2020 |
| Sep 28, 2020 | WMB | Williams Companies, Inc. | Purchase | $1,001 - $15,000 | Oct 15, 2020 |
| Sep 1, 2020 | -- | BARCLAYS BANK PLC SER A MTN | Sale (Full) | $250,001 - $500,000 | Oct 15, 2020 |
| Sep 18, 2020 | -- | MORGAN STANLEY FIN LLC SER A MTN | Purchase | $250,001 - $500,000 | Oct 15, 2020 |
| Aug 14, 2020 | OKE | ONEOK, Inc. | Purchase | $1,001 - $15,000 | Sep 15, 2020 |
| Aug 17, 2020 | TXN | Texas Instruments Incorporated | Purchase | $1,001 - $15,000 | Sep 15, 2020 |
| Aug 14, 2020 | MMP | Magellan Midstream Partners L.P. Limited... | Purchase | $1,001 - $15,000 | Sep 15, 2020 |
| Aug 14, 2020 | ACN | Accenture plc Class A Ordinary Shares | Purchase | $1,001 - $15,000 | Sep 15, 2020 |
| Jul 27, 2020 | TJX | TJX Companies, Inc. | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 27, 2020 | BLK | BlackRock, Inc. | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 27, 2020 | TXN | Texas Instruments Incorporated | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 27, 2020 | SHW | Sherwin-Williams Company | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 27, 2020 | NVS | Novartis Ag | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 27, 2020 | CMCSA | Comcast Corporation - Class A | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 22, 2020 | CARR | Carrier Global Corporation | Sale (Full) | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 27, 2020 | CB | Chubb Limited | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 27, 2020 | KO | Coca-Cola Company | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 27, 2020 | AMP | Ameriprise Financial, Inc. | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 27, 2020 | ACN | Accenture plc Class A Ordinary Shares | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 9, 2020 | -- | JNL ISHARES TACTICAL GROWTH | Exchange | $50,001 - $100,000 | Aug 15, 2020 |
| Jul 27, 2020 | ICE | Intercontinental Exchange Inc. | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 27, 2020 | INTC | Intel Corporation | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 8, 2020 | -- | Gb EQ/Ab Dynamic Mod Growth | Exchange | $100,001 - $250,000 | Aug 15, 2020 |
| Jul 22, 2020 | XOM | Exxon Mobil Corporation | Sale (Full) | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 27, 2020 | CR | Crane Co. | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 27, 2020 | COST | Costco Wholesale Corporation | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 27, 2020 | AMZN | Amazon.com, Inc. | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 27, 2020 | MMC | Marsh & McLennan Companies, Inc. | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 27, 2020 | MDT | Medtronic plc. Ordinary Shares | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 27, 2020 | MSFT | Microsoft Corporation | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 27, 2020 | MDLZ | Mondelez International, Inc. - Class A | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 27, 2020 | NEE | NextEra Energy, Inc. | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 27, 2020 | ORLY | OReilly Automotive, Inc. | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 22, 2020 | OTIS | Otis Worldwide Corporation | Sale (Full) | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 27, 2020 | PH | Parker-Hannifin Corporation | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 27, 2020 | PSX | Phillips 66 | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 8, 2020 | -- | Gb EQ/Moderate Growth Strategy | Exchange | $250,001 - $500,000 | Aug 15, 2020 |
| Jul 27, 2020 | HD | Home Depot, Inc. | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 27, 2020 | HON | Honeywell International Inc. | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 27, 2020 | ICLR | ICON plc - Ordinary Shares | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 9, 2020 | -- | JNL/MC INFO TECH SECTOR | Exchange | $15,001 - $50,000 | Aug 15, 2020 |
| Jul 9, 2020 | -- | JNL/MELLON EQuITY INCOME | Exchange | $50,001 - $100,000 | Aug 15, 2020 |
| Jul 9, 2020 | -- | JNL/MELLON NASDAQ 100 INDEX | Exchange | $50,001 - $100,000 | Aug 15, 2020 |
| Jul 9, 2020 | -- | JNL/MELLON S&P 400 MIDCAP INDEX | Exchange | $50,001 - $100,000 | Aug 15, 2020 |
| Jul 9, 2020 | -- | JNL/PIMCO INVESTMENT GRADE CREDIT BOND | Exchange | $15,001 - $50,000 | Aug 15, 2020 |
| Jul 27, 2020 | JNJ | Johnson & Johnson | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 27, 2020 | JPM | JP Morgan Chase & Co. | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 27, 2020 | LMT | Lockheed Martin Corporation | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 27, 2020 | LOW | Lowes Companies, Inc. | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 27, 2020 | SU | Suncor Energy Inc. | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 9, 2020 | -- | JNL/JPMORGAN HEDGED EQUITY | Exchange | $15,001 - $50,000 | Aug 15, 2020 |
| Jul 9, 2020 | -- | JNL/GS DIVIDEND INC & GR | Exchange | $50,001 - $100,000 | Aug 15, 2020 |
| Jul 22, 2020 | ICE | Intercontinental Exchange Inc. | Sale (Full) | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 27, 2020 | V | Visa Inc. | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 27, 2020 | CRM | Salesforce.com Inc | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 27, 2020 | ROK | Rockwell Automation, Inc. | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 27, 2020 | RSG | Republic Services, Inc. | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 27, 2020 | RTX | Raytheon Technologies Corporation | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 27, 2020 | PG | Procter & Gamble Company | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 9, 2020 | -- | JNL/FR TEMP GLBLMULTIBOND | Exchange | $15,001 - $50,000 | Aug 15, 2020 |
| Jul 9, 2020 | -- | JNL/FIRST STATE GLObAL INFRASTRuCTuRE | Exchange | $15,001 - $50,000 | Aug 15, 2020 |
| Jul 27, 2020 | EXAS | Exact Sciences Corporation | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 27, 2020 | DG | Dollar General Corporation | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jul 27, 2020 | VFC | V.F. Corporation | Purchase | $1,001 - $15,000 | Aug 15, 2020 |
| Jun 11, 2020 | -- | JNL/MELLON S&P 400 MIDCAP INDEX | Purchase | $100,001 - $250,000 | Jul 20, 2020 |
| Jun 11, 2020 | -- | JNL/MELLON EQUITY INCOME | Purchase | $100,001 - $250,000 | Jul 20, 2020 |
| Jun 11, 2020 | -- | JNL/MELLON NASDAQ 100 INDEX | Purchase | $100,001 - $250,000 | Jul 20, 2020 |
| Jun 11, 2020 | -- | JNL/PIMCO INVESTMENT GRADE CREDIT BOND | Purchase | $50,001 - $100,000 | Jul 20, 2020 |
| Jun 9, 2020 | -- | AST ACADEMIC STRATEGIES ASSET ALLOC PORT | Exchange | $250,001 - $500,000 | Jul 20, 2020 |
| Jun 9, 2020 | -- | AST BLACKROCK GLOBAL STRATEGIES PORT | Exchange | $250,001 - $500,000 | Jul 20, 2020 |
| Jun 11, 2020 | -- | JNL/JPMORGAN HEDGED EQUITY | Purchase | $50,001 - $100,000 | Jul 20, 2020 |
| Jun 9, 2020 | -- | AST GOLDMAN SACHS MULTI- ASSET | Exchange | $250,001 - $500,000 | Jul 20, 2020 |
| Jun 11, 2020 | -- | JNL ISHARES TACTICAL GROWTH | Purchase | $100,001 - $250,000 | Jul 20, 2020 |
| Jun 9, 2020 | -- | AST PRUDENTIAL GROWTH ALLOCATION | Exchange | $250,001 - $500,000 | Jul 20, 2020 |
| Jun 11, 2020 | -- | JNL/FIRST STATE GLOBAL INFRASTRUCTURE | Purchase | $50,001 - $100,000 | Jul 20, 2020 |
| Jun 11, 2020 | -- | JNL/FRANKLIN TEMP GLBLMULTIBOND | Purchase | $50,001 - $100,000 | Jul 20, 2020 |
| Jun 11, 2020 | -- | JNL/GS DIVIDEND INC & GR | Purchase | $100,001 - $250,000 | Jul 20, 2020 |
| Jun 11, 2020 | -- | JNL/MC INFO TECH SECTOR | Purchase | $50,001 - $100,000 | Jul 20, 2020 |
| Jun 29, 2020 | WMB | Williams Companies, Inc. | Purchase | $1,001 - $15,000 | Jul 20, 2020 |
| Jun 11, 2020 | MSFT | Microsoft Corporation | Purchase | $1,001 - $15,000 | Jul 20, 2020 |
| Jun 10, 2020 | XOM | Exxon Mobil Corporation | Purchase | $1,001 - $15,000 | Jul 20, 2020 |
| May 14, 2020 | OKE | ONEOK, Inc. | Purchase | $1,001 - $15,000 | Jun 16, 2020 |
| May 18, 2020 | TXN | Texas Instruments Incorporated | Purchase | $1,001 - $15,000 | Jun 16, 2020 |
| May 15, 2020 | ACN | Accenture plc Class A Ordinary Shares | Purchase | $1,001 - $15,000 | Jun 16, 2020 |
| May 15, 2020 | MMP | Magellan Midstream Partners L.P. Limited... | Purchase | $1,001 - $15,000 | Jun 16, 2020 |
| Apr 9, 2020 | ADBE | Adobe Inc. | Purchase | $1,001 - $15,000 | May 15, 2020 |
| Apr 9, 2020 | AMT | American Tower Corporation | Purchase | $1,001 - $15,000 | May 15, 2020 |
| Apr 24, 2020 | -- | JNL/JPMORGAN Hedged Equity | Purchase | $50,001 - $100,000 | May 15, 2020 |
| Apr 24, 2020 | -- | JNL/FAMCO Flex Core Covered | Sale (Full) | $50,001 - $100,000 | May 15, 2020 |
| Apr 9, 2020 | MSFT | Microsoft Corporation | Purchase | $1,001 - $15,000 | May 15, 2020 |
| Apr 9, 2020 | BDX | Becton, Dickinson and Company | Purchase | $1,001 - $15,000 | May 15, 2020 |
| Apr 9, 2020 | BA | Boeing Company | Purchase | $1,001 - $15,000 | May 15, 2020 |
| Apr 9, 2020 | DHR | Danaher Corporation | Purchase | $1,001 - $15,000 | May 15, 2020 |
| Apr 9, 2020 | ECL | Ecolab Inc. | Purchase | $1,001 - $15,000 | May 15, 2020 |
| Apr 9, 2020 | LIN | Linde plc Ordinary Share | Purchase | $1,001 - $15,000 | May 15, 2020 |
| Feb 24, 2020 | -- | JNL/JPMORGAN Hedged Equity | Purchase | $50,001 - $100,000 | May 15, 2020 |
| Apr 24, 2020 | -- | JNL/FAMCO Flex Core Coverd | Sale (Full) | $50,001 - $100,000 | May 15, 2020 |
| Apr 9, 2020 | TMO | Thermo Fisher Scientific Inc | Purchase | $1,001 - $15,000 | May 15, 2020 |
| Mar 26, 2020 | WPX | WPX Energy, Inc. | Purchase | $100,001 - $250,000 | Apr 16, 2020 |
| Mar 26, 2020 | ACN | Accenture plc Class A Ordinary Shares | Purchase | $100,001 - $250,000 | Apr 16, 2020 |
| Mar 26, 2020 | WPX | WPX Energy, Inc. | Purchase | $15,001 - $50,000 | Apr 16, 2020 |
| Mar 26, 2020 | AMZN | Amazon.com, Inc. | Purchase | $100,001 - $250,000 | Apr 16, 2020 |
| Mar 26, 2020 | WMB | Williams Companies, Inc. | Purchase | $100,001 - $250,000 | Apr 16, 2020 |
| Mar 27, 2020 | WMB | Williams Companies, Inc. | Purchase | $15,001 - $50,000 | Apr 16, 2020 |
| Mar 26, 2020 | TXN | Texas Instruments Incorporated | Purchase | $100,001 - $250,000 | Apr 16, 2020 |
| Mar 26, 2020 | OKE | ONEOK, Inc. | Purchase | $15,001 - $50,000 | Apr 16, 2020 |
| Mar 26, 2020 | -- | MORGAN STANLEY FIN LLC MTN ZERO CPN | Purchase | $100,001 - $250,000 | Apr 16, 2020 |
| Mar 26, 2020 | MSFT | Microsoft Corporation | Purchase | $250,001 - $500,000 | Apr 16, 2020 |
| Mar 26, 2020 | MMP | Magellan Midstream Partners L.P. Limited... | Purchase | $15,001 - $50,000 | Apr 16, 2020 |
| Mar 26, 2020 | MMP | Magellan Midstream Partners L.P. Limited... | Purchase | $100,001 - $250,000 | Apr 16, 2020 |
| Mar 26, 2020 | HD | Home Depot, Inc. | Purchase | $100,001 - $250,000 | Apr 16, 2020 |
| Feb 14, 2020 | OKE | ONEOK, Inc. | Purchase | $1,001 - $15,000 | Mar 17, 2020 |
| Feb 27, 2020 | NGL | Ngl ENERGY PARTNERS LP Common Units Repr... | Sale (Full) | $15,001 - $50,000 | Mar 17, 2020 |
| Feb 27, 2020 | BBBY | Bed bath & Beyond Inc. | Sale (Full) | $1,001 - $15,000 | Mar 17, 2020 |
| Feb 14, 2020 | EL | Estee Lauder Companies, Inc. | Purchase | $1,001 - $15,000 | Mar 17, 2020 |
| Feb 27, 2020 | WBA | Walgreens Boots Alliance, Inc. | Sale (Full) | $1,001 - $15,000 | Mar 17, 2020 |
| Feb 14, 2020 | QSY | WisdomTree U.S. Quality Shareholder Yiel... | Purchase | $1,001 - $15,000 | Mar 17, 2020 |
| Feb 14, 2020 | NGL | Ngl ENERGY PARTNERS LP Common Units Repr... | Purchase | $1,001 - $15,000 | Mar 17, 2020 |
| Feb 4, 2020 | -- | Fs Energy and Power Fund | Purchase | $1,001 - $15,000 | Mar 17, 2020 |
| Feb 14, 2020 | ICE | Intercontinental Exchange Inc. | Purchase | $1,001 - $15,000 | Mar 17, 2020 |
| Feb 14, 2020 | MDLZ | Mondelez International, Inc. - Class A | Purchase | $1,001 - $15,000 | Mar 17, 2020 |
| Feb 27, 2020 | FTSM | First Trust Enhanced Short Maturity ETF | Purchase | $100,001 - $250,000 | Mar 17, 2020 |
| Jan 9, 2020 | -- | Industrrial Property Trust Inc Class A | Sale (Full) | $25,000,001 - $50,000,000 | Feb 15, 2020 |
| Jan 3, 2020 | -- | Inland Real Estate Income Tr Inc Com | Purchase | $1,001 - $15,000 | Feb 15, 2020 |
| Jan 6, 2020 | -- | FS Energy & Power Fund Com | Purchase | $1,001 - $15,000 | Feb 15, 2020 |
| Dec 3, 2019 | -- | FS Energy and Power Fund Com | Purchase | $1,001 - $15,000 | Jan 14, 2020 |
| Dec 4, 2019 | CLNC | Colony Credit Real Estate, Inc. Class A | Sale (Full) | $100,001 - $250,000 | Jan 14, 2020 |
| Dec 3, 2019 | -- | FS Investment Corp II Com | Purchase | $1,001 - $15,000 | Jan 14, 2020 |
| Dec 4, 2019 | FSK | FS KKR Capital Corp. | Sale (Full) | $100,001 - $250,000 | Jan 14, 2020 |
| Dec 4, 2019 | SLB | Schlumberger N.V. | Sale (Full) | $15,001 - $50,000 | Jan 14, 2020 |
| Nov 7, 2019 | ADBE | Adobe Inc. | Purchase | $1,001 - $15,000 | Dec 15, 2019 |
| Nov 7, 2019 | DHR | Danaher Corporation | Purchase | $1,001 - $15,000 | Dec 15, 2019 |
| Nov 4, 2019 | Fs Energy & Power Fund Common | Purchase | $1,001 - $15,000 | Dec 15, 2019 | |
| Nov 7, 2019 | COST | Costco Wholesale Corporation | Purchase | $1,001 - $15,000 | Dec 15, 2019 |
| Nov 7, 2019 | AMZN | Amazon.com, Inc. | Purchase | $1,001 - $15,000 | Dec 15, 2019 |
| Nov 12, 2019 | CLNC | Colony Credit Real Estate, Inc. Class A | Purchase | $1,001 - $15,000 | Dec 15, 2019 |
| Oct 15, 2019 | KO | Coca-Cola Company | Purchase | $1,001 - $15,000 | Nov 14, 2019 |
| Oct 15, 2019 | CVX | Chevron Corporation | Purchase | $1,001 - $15,000 | Nov 14, 2019 |
| Oct 15, 2019 | BLK | blackRock, Inc. | Purchase | $1,001 - $15,000 | Nov 14, 2019 |
| Oct 15, 2019 | CL | Colgate-Palmolive Company | Purchase | $1,001 - $15,000 | Nov 14, 2019 |
| Oct 15, 2019 | CB | Chubb limited | Purchase | $1,001 - $15,000 | Nov 14, 2019 |
| Oct 15, 2019 | ACN | accenture plc Class a ordinary shares | Purchase | $1,001 - $15,000 | Nov 14, 2019 |
| Sep 5, 2019 | Fs Investment Corp II Com | Purchase | $1,001 - $15,000 | Oct 15, 2019 | |
| Sep 5, 2019 | strategic storage Trust IV Inc CL T | Purchase | $500,001 - $1,000,000 | Oct 15, 2019 | |
| Sep 10, 2019 | CLNC | Colony Credit Real Estate, Inc. Class a | Purchase | $1,001 - $15,000 | Oct 15, 2019 |
| Sep 5, 2019 | Fs Energy & Power Fund | Purchase | $1,001 - $15,000 | Oct 15, 2019 | |
| Aug 7, 2019 | KO | Coca-Cola Company | Purchase | $15,001 - $50,000 | Sep 16, 2019 |
| Aug 9, 2019 | CLNC | Colony Credit Real Estate, Inc. Class A | Purchase | $1,001 - $15,000 | Sep 16, 2019 |
| Aug 7, 2019 | CL | Colgate-Palmolive Company | Purchase | $15,001 - $50,000 | Sep 16, 2019 |
| Aug 7, 2019 | CB | Chubb limited | Purchase | $15,001 - $50,000 | Sep 16, 2019 |
| Aug 22, 2019 | barclays bank MTN 06747NDu5 | Purchase | $250,001 - $500,000 | Sep 16, 2019 | |
| Jul 10, 2019 | CLNC | Colony Credit Real Estate, Inc. Class a | Purchase | $1,001 - $15,000 | Aug 15, 2019 |
| Jul 2, 2019 | Fs Investment Corp II Com | Purchase | $1,001 - $15,000 | Aug 15, 2019 | |
| Jul 1, 2019 | Inland Real Estate Income Tr Com | Purchase | $1,001 - $15,000 | Aug 15, 2019 | |
| Jul 2, 2019 | Fs Energy & Power | Purchase | $1,001 - $15,000 | Aug 15, 2019 | |
| Jul 2, 2019 | FSK | Fs KKR Capital Corp. | Purchase | $1,001 - $15,000 | Aug 15, 2019 |
| Jun 4, 2019 | Fs Energy & Power Com | Purchase | $1,001 - $15,000 | Jul 18, 2019 | |
| Jun 4, 2019 | Fs Investment Corp II Com | Purchase | $1,001 - $15,000 | Jul 18, 2019 | |
| Jun 10, 2019 | CLNC | Colony Credit Real Estate, Inc. Class a | Purchase | $1,001 - $15,000 | Jul 18, 2019 |
| May 2, 2019 | Fs Energy & Power Fund Com | Purchase | $1,001 - $15,000 | Jun 17, 2019 | |
| May 2, 2019 | Fs Investment Corp II Com | Purchase | $1,001 - $15,000 | Jun 17, 2019 | |
| May 15, 2019 | NGL | Ngl ENERgY PARTNERs lP Common units repr... | Purchase | $1,001 - $15,000 | Jun 17, 2019 |
| May 10, 2019 | CLNC | Colony Credit Real Estate, Inc. Class A | Purchase | $1,001 - $15,000 | Jun 17, 2019 |
| Apr 2, 2019 | Fs Energy & Power Fund | Purchase | $1,001 - $15,000 | May 16, 2019 | |
| Apr 2, 2019 | Fs Investment Corp II Com | Purchase | $1,001 - $15,000 | May 16, 2019 | |
| Apr 1, 2019 | Inland Real Estate Income | Purchase | $1,001 - $15,000 | May 16, 2019 | |
| Apr 2, 2019 | FSK | Fs KKR Capital Corp. | Purchase | $1,001 - $15,000 | May 16, 2019 |
| Apr 10, 2019 | CLNC | Colony Credit Real Estate, Inc. Class a | Purchase | $1,001 - $15,000 | May 16, 2019 |
| Mar 11, 2019 | CLNC | Colony Credit Real Estate, Inc. Class a | Purchase | $1,001 - $15,000 | Apr 11, 2019 |
| Mar 4, 2019 | Fs Energy & Power Fund | Purchase | $1,001 - $15,000 | Apr 11, 2019 | |
| Mar 4, 2019 | Fs Investment Corp II Com | Purchase | $1,001 - $15,000 | Apr 11, 2019 | |
| Feb 5, 2019 | Fs Energy & Power Fund Common | Purchase | $1,001 - $15,000 | Mar 12, 2019 | |
| Feb 5, 2019 | Fs Investment Corp II Com | Purchase | $1,001 - $15,000 | Mar 12, 2019 | |
| Feb 11, 2019 | CLNC | Colony Credit Real Estate, Inc. Class a | Purchase | $1,001 - $15,000 | Mar 12, 2019 |
| Jan 3, 2019 | Fs ENERgY & POWER FuND COMMON100% Intere... | Purchase | $1,001 - $15,000 | Feb 15, 2019 | |
| Jan 23, 2019 | JNL/FAMCO Flex Core Covered Call | Purchase | $1,001 - $15,000 | Feb 15, 2019 | |
| Jan 23, 2019 | JNL ishares Tactical growth | Purchase | $1,001 - $15,000 | Feb 15, 2019 | |
| Jan 3, 2019 | INLAND REAL EsTATE INCOME TR INC COM100%... | Purchase | $1,001 - $15,000 | Feb 15, 2019 | |
| Jan 10, 2019 | COLONY CR REAL EsTATE INC COM CL A100% I... | Purchase | $1,001 - $15,000 | Feb 15, 2019 | |
| Jan 3, 2019 | Fs INVT CORP II COM100% Interest | Purchase | $1,001 - $15,000 | Feb 15, 2019 | |
| Dec 20, 2018 | CCT | Corporate Capital Trust, Inc. | Exchange | $100,001 - $250,000 | Jan 15, 2019 |
| Dec 4, 2018 | Fs ENERgY aND PoWER FUND | Purchase | $1,001 - $15,000 | Jan 15, 2019 | |
| Dec 10, 2018 | CLNC | Colony Credit Real Estate, Inc. Class a | Purchase | $1,001 - $15,000 | Jan 15, 2019 |
| Jan 3, 2019 | Fs ENERgY aND PoWER FUND, 100% Interest | Purchase | $1,001 - $15,000 | Jan 15, 2019 | |
| Dec 4, 2018 | Fs INVEsTMENT CoRPoRaTIoN | Purchase | $1,001 - $15,000 | Jan 15, 2019 |
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